19 Aug 2019

Compliance Officer Dubai UAE

Posted in Accounts Finance Audit Jobs By agentqq On August 19, 2019

Position: Compliance Officer

Date posted: 2019-08-18

Industry: Other

Employment type: Full Time

Experience: 2 -4 years’ experience in Securities Brokerage

Qualification: Bachelor’s degree in any discipline

Salary: AED 5000 to 10000

Location: Dubai, United Arab Emirates

Company: Confidential

Description:

Compliance Officer – Arab nationality

Assist the Compliance Manager in maintaining and updating the policies and procedures in compliance manual.

Monitor the daily activities of the company and its employees

Assist the Compliance Manager in identifying potential areas of compliance vulnerability and risk

Liaise with the local regulator and exchange and handle all their requests.

Review KYC and AML documents for new clients and activating accounts

Conduct AML checks and monitor customer’s transactional behavior for early detection of any suspicious or unusual activity.

Coordinate the development of the brokerage system with other departments

Review all trading orders to ensure that all orders were taken according to the market rules.

Handle customers’ complaints.

Knowledge of the industry’s standards and local regulations (UAE: DIFC and the local regulators)

Able to think independently understand the logical connection between business policies and compliance regulations.

Good critical thinking skills.

Bilingual in Arabic and English

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